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Published by
Department of Architecture Graduate School of Design Harvard University
Copyright 1978 by
Alexander C. Tzonis and Liane LeFaivre
A first version of this paper was written during our stay in the Institut
d' Architecture et d'Urbanisme of Strasbourg in the fall of 1972 and has
been published in Bauwelt (German) January ii, 1975 and in Forum (Dutch)
No 3, February 1976. We would like to acknowledge our debt to Etienne
de Cointet, Director of the Institut during this time who asked us to
give an evening faculty seminar on this topic and for his support and
hospitality.
The present text is part of a forthcoming book entitled: Avant Garde in
Architecture since World War II. No attempt is made here to analyze the
real impact of populism in architectural practice after its disappearance
as a movement or of the reasons of its decline. This subject is reserved
for a later section of the book.
By the end of the Second World War, the architectural profession seemed
to have attained a state of relative equilibrium and peace. The long struggle,
begun in the eighteenth century by a few visionary architects and theoreticians
against the constraining tradition of orders, proportions and decoration
had ended. The final triumph by avant-garde figures such as Wright, Le
Corbusier, Mies and Gropius was universally acknowledged. Modernist architecture
was "establishment," and polemics a thing of the past. The task
that now lay ahead was the broad implementation of the new principles.
Yet, just over two decades later, at the end of the 1960's, architectural
practice was the target of more criticism, invective and discredit than
it had ever known before. For a time the stress was so great that total
collapse seemed imminent.
The aim of this essay is to discuss whether these developments were the
result of a structureless disintegration leading nowhere or whether there
is a pattern underlying them.
A few criticisms were raised even in those early post war years of optimism.
One of the first was that of Gordon Cullen in the May issue of Architectural
Review of 1949. In an article on 'Outdoor Publicity' he criticised architects
bypassing street advertising as a source of inspiration. Because, he wrote,
this type of design had not been produced by 'professionals' and failed
to conform with the 'universal visual order,' architects regarded it as
a part of the general squalor of the sprawling metropolis, it's creator
the public having lacked the basic training necessary for good design.
Cullen called architects' attention to objects that had been avoided or
shunned in the past in an 'act of gentilism reminiscent of the days when
the designer ignored everything that did not fall into line with his own
private taste.'
Cullen's article is accompanied by several drawings and photographs of
American cityscapes that served to document the anomalies which were to
confront the norms of official architecture. Neon signs creating a 'nightscape
in suspended animation,' flashing lights: 'parking here' and 'open all
night': this was 'Broadway: vulgar and vital.' It was obvious that Cullen
was bowing to the authority whose design decisions, opposed to the architectural
standard, had been labelled 'incongruous,' 'vulgar,' 'degrading' and 'destructive.'
In Cullen's they were exemplary. It was not the anomalous design products
that had to be transformed, he explained, but the principles of architecture
that had to be adapted in order to meet the specifications of popular
design. 'Publicity has to be accepted as available aid.' And the reason
for this? A force that emanated from popular design, a 'vitality' that
had to be preserved.
Architectural values had often undergone similar transformation in the
past.. Objects that had been considered external to architecture proper
had been assimilated, producing modifications in the idiom of the discipline
and to varying degrees identity crises to practitioners.
The rustic cottage, the acqueduct, the silo, the steamship were relatively
recent acquisitions and had shaken the old prototypes of the design profession.
They had changed the norms of design, affected the form of the product
and the methodology of production. These were changes that the profession
had absorbed and survived.
In the opinion of Peter and Alison Smithson popular design did not pose
a threat to design practice at all. To justify this view they invoked
past cases of change and adaption in the practice. 'Gropius, they argued,
wrote a book on grain silos, Le Corbusier one on aeroplanes, and Charlotte
Perriand brought a new object to the office every morning; but today we
collect ads.'
Others, however, were terrified. The scandal over the introduction of
the idea of a 'sovereign' public in architecture might have further implications
because it challenged the very existence of the profession.
Although Cullen and the Smithsons advocated nothing as extreme as this,
their conclusions were rather open ended: "Let the public ex- press
it's vulgarity, the public and it's vulgarity will improve to- gether."
But years later, it would be the turn of the 'public and it's publicity,'
with all of it's 'incongruity,' to improve the architect: in his article
'Architecture and Popular Taste,' Douglas Haskel was in fact to defend
the 'common' and 'ordinary' people accused by 'prestigious critics' of
creating a dreary, corrupt, scornful, infantile and hopeless environment.
"These people are attacked,"he would say,"for no other
reason than the 'strangeness' or the 'novelty' of their creations."
The situation as he saw it was not unlike that when the machine had been
introduced into the practice of architecture. "Now the problem is...the
adaptation...an era of popular mass consumption," he concluded.
Haskel's illustrations include not only Times Square but Disneyland and
San Francisco Honky-Tonk. With the 'schmaltz' and 'prettiness' of popular
taste, the 'make believe' of 'fairy tale buildings,' the 'false fronts,'
high gables painted with daisies' and 'Santa Claus Villages, complete
with Silent Night on the loudspeakers,' Haske1 enlarged the category of
architecture. A splendid future was in store according to him, with 'new
and different kinds of architectural places...reduced to the barest suggestion
of scaffolding to support the real show that goes on...popular yet wonderfully
abstract.'
Haskel thought he was beholding the triumph of the 'democratic wilderness.'
Indeed, the impetus of the 'popular movement' was irresistab1e for a time.
Even Tom Wolfe, the american journalist soon joined in enthusiastically.
In his article 'Learning from Las Vegas' he compared Las Vegas to Versailles
as 'the only two architecturally uniform cities in history.'
Very soon, Reyner Banham, acknowledging the popular disrespect of the
architectural norms complained that "motels, super markets, bowling
alleys, filling stations, hamburger stands, even private houses,"
which have been conceived through what he called 'emotional engineering,'
had been missing from the exhibition under way at the Museum of Modern
Art in New York City entitled Modern Architecture, USA. (2)
This "unexplored territory accounts for perhaps 95% of all buildings
put up in the United States...We can no longer refer to such a fact as
an exception to the rule." The products of "frank and p1easureab1e
emotional engineering...do not answer a purely stylistic definitation
of 'quality' but 'the quality involved is too big to be ignored.'"
Banham asked who the creators of the new architecture would be. "Who
knows what they look like, or if they exist? ..Even those who seem to
think they understand it, still admit how little they know." This
question however was of great professional interest, for if a new need
for the so called emotional engineering products was arising, then surely
someone would be needed to fill that need. Concern began to stir in the
hearts of many.
It was finally Robert Venturi and Denise Scott Brown who put these ideas
into practice. They proposed as a design project to their students in
the School of Architecture at Yale University a study of Las Vegas and
an educational trip to the city was organized.(3)
They documented and analyzed Las Vegas in search of possibilities for
future design products. Their efforts both shocked and intrigued. Their
lectures and articles of the sixties were unique for the wit and for the
acuity with which they exposed the abuses and contradictions
of functionalism and international style clearly showing the principles
of a 'universal visual order' to be not only incoherent as a sys- tem
but inconsistent with everyday reality. They most adamantly argued that
functionalism and international style were unable to pro- vide an architecture
acceptable to the general public because they refused to 'look downward...to
the commonplace' and to 'the commercial vernacular' of the mass of people
who were after all the real users of architecture.
In a subsequent study, focusing on Levittown, a development that combined
commercial standards with a concern for user tastes, Venturi and Scott
Brown found that the success of Levittown was based on its ability to
cater above all the fantasies of its inhabitants, an ability lacking in
functionalist and international style projects.
Unfortunately, their search was limited by their desire to find a new
'scale' and an appropriate system representation, a new norm able to contain
the emerging anomalies. This led them back where they started from. The
iconoclastic slogan "Las Vegas is to the strip what Rome was to the
piazza" instead of challenging the theoretical foundations of traditional
modernist architecture, merely fortified it by expand- ing it's repertory
of visual styles. It shifted the focus from one architectural model object
to another.
Because Venturi and Scott Brown insisted in approaching the architectural
object as a purely visual or stylistic phenomenon, they succeeded in providing
neither a deeper analysis of the meaning of norms in architecture, nor
any insight into what a new theory of design might be. By praising the
architectural aberrations of Las Vegas, they simply enclosed them within
the boundaries of accepted architectural expression.
In a similar vein Philippe Boudon studied the Pessac housing project designed
by Le Corbusier in the thirties. His book is an account
of the changes which the users put to original buildings. For Boudon the
outcome is a happy combination of the point of view of architect and user.
"La relation entre Ie charactere individuel au depart de certaines
maisons et les alterations et transformations consecutive, met en evidence,
transposee au niveau de l'ensemble du quartier, Ie caract ere fortement
individualise de ce dernier. C'est un petit mond particulier -clos et
ouvert -possedant une individualite, qu'il nous a ete donne d'etudier.
Inversement, Ie fait que les maisons ou les zones les plus impersonnelles
du quartier aient donne lieu a des al- terations beaucoup moins marquees,
nous fait prendre conscience de ce qu'un habitat collectif, au lieu de
susciter la reaction individuelle, risque de l'etouffer." (4)
Similar proposals for an 'open' or 'indeterminate' architecture had been
provided during the late fifties and early sixties by several architects,
in particular by the members of the Team X group. (5)
The attempts of this group were not so much aimed at coming to terms with
phenomenon of the commercial strip as it was with the question of housing.
As in the documented case of Pessac, these architects saw the solution
in the creation of a so called 'double scale' architecture. (6) Decisions
concerning the structure and service framework were to be taken by the
architect. These decisions bound the user to a certain extent but he was
in turn free to decide on such matters as the proportioning of his own
living space and the determining of paths of general circulation and access
to supplies. Within these constraints, the user was free to create an
order all his own. The role of the architect was symbolically reduced
in this fashion to a 'mini- mum structure' while that of the user was
to increase proportionally.
A compromise between the idea of the universally applicable set of architectural
norms and of the idea of user sovereignty proved impossible because of
the difficulties involved in drawing the line between the jurisdiction
of the architects and that of the user in a rigorous manner. A common
element in the above cases was that the hypothesis of universal norms
and the legitimacy of the institution of the architectural profession
were undermined although no alternatives were put forth to take their
place.
It was another group of young designers and planners who having broken
away from the orthodoxy of the profession and working towards the creation
of a fundamental social change, finally succeeded in providing a framework
for a redefinition of the role of the architect. Whereas the strip had
captured the imagination of Haske1, Banham, Venturi and Scott Brown, this
group of apostate professional and stu- dent architects and planners turned
their attention to the slum and the housing conditions of the poor. Architecture
began to be seen not as a phenomenon of growth and change, but as one
of injustice and decay.
Although the strip and the slum belonged to totally different worlds,
both were stumbling blocks for the functionalism and international style
theories of design. The slum, like the strip, cast doubt on the hypothesis
of a universally desirable and socially good set of architectural norms.
As Venturi and Scott Brown had gone to Las Vegas and Los Angeles, those
wanting to study the slum left schools and offices to experience life
in Harlem New York, Mantua Philadelphia and the South End of Boston. This,
they thought, would rid them of the 'professional fil- ter' which had
been blurring their vision.
In 1963, a young American planner Chester Hartman made an issue of the
great disparity between the needs of the poor and the norms implemented
in their housing. "Physical factors alone have been stressed in the
evaluation of housing conditions and in the planning for improved residential
areas. Physical factors are important, but they have no invariant or 'objective'
status and can only be understood in the light of their meaning for other
people's lives ,which, in turn, is determined by social and cultural values."
(7)
Hartmann claimed that the projected norms of the architect 'related to
middle class values' instead of the 'working class orientations and life-styles'
of the user. As a result, architects designed products that were neither
'meaningful' nor 'gratifying' to their users.
The trouble is that working class housing is designed 'for the worker,
not by the worker' complained B. Brolin and J. Zeise1, a young architect
working with a sociologist in an article published in 1968 by the Architectural
Forum entitled 'Mass Housing: Social Research and Design.' The authors
argued that: 'the official approach of architects to housing had a dehumanizing
and degrading effect." While "unplanned housing built by the
inhabitants themselves" expressed the social values of it's users,
planned housing designed by professionals imposed 'new ways of life' on
the inhabitants and these were dictated by the designers. Mass housing
designed by professionals might be 'technically adequate ,'Brolin and
Zeisel argued, ..much along the same lines as Hartman, "but it is
nevertheless often 'socially inadequate' and 'culturally alien to it's
users.'" It "puts up barriers to their way of life." Examples
from allover the world were cited in the article of slum tenants who preferred
their old and poorer dwellings to technologically superior housing conditions.
Having pointed out these and other disservices of architecture Brolin
and Zeisel proposed an alternative to the design decision process. They
proposed to limit the power of the architects and to integrate the user
in the conception of every plan. This was feasible as long as the operation
involved the help of an applied sociologist they insisted however. His
duty would be to intervene as arbitrator between user and designer, supplying
information on the living pattern and 'latent social structure' of the
future inhabitant. The sociologist would obtain his information 'by repeated
observation and the use of other techniques surveying attitudes, informal
interviewing, counting how often people do things.'
According to Brolin and Zeisel user needs could neither be understood
through intuition nor satisfied through the blind application of arbitrary
and standardized formulae. Therefore the intervention of a specialist
taking the role of detached and impartial observer was in- dispensable
in the design decision making process.
But, how could the sociologist remain detached and impartial if he was
responsible to the sponsor of the plan, even in the case where the sponsor
happened not to be the user of the product, as in the case of mass housing?
Some other young architects and students proposed a solution. They were
inspired by the advocacy movement in planning which required the planner
to be an 'advocate' of the community where he worked instead of an outsider.
The advocate planner was responsible to his client and sought only to
express the user's views. The advocate architect produced his plans with
the community. The people would become incorporated in this fashion into
the design process to prevent infiltration of alien values. Part of the
advocate designer's job was to present and explain his plans regularly
to the users to insure that the desire of the users had been correctly
met and properly implemented. Furthermore, he would present those plans
to the sponsors or potential sponsors of the project and defend them as
legal cases. Whether the sponsor was an entrepreneur or a government official,
the main concern of the advocate designer was to defend the freedom of
the user to decide on the final product of the design process.
At approximately the same time, a more extreme position was taken by a
British architect, John Turner, who had been studying the barriadas in
Lima Peru, a form of urban squatter settlement. (9) Although these result
in slums that are really a 'health menace,' they offer a 'good fit' or
'response' to user needs. Up to this point, Turner's argument seems to
coincide with the previous observation on advocacy design. But Turner
went one step further. The freedom to shape one's own environment resulted
not only in providing economic and social benefits, but also provided
an 'existential value.' Whereas housing until then had been accepted as
an 'object or a product,' he suggested that housing might be seen as a
'process which the users themselves must be free to manipulate through
the support of institutionalized services.' Thus, self help design was
seen not only as a means by which to achieve more satisfactory products,
but also as a goal in itself. (10)
Another version of this idea was put forth by Herbert Gans, who found
that the fundamental faults of the design process lay in it's total disregard
for the opinion of the user and the method by which it imposed 'class
norms and aspirations' of the architect onto the user. He offered a counter
proposal whereby all users sharing the same 'norms and aspirations,' --in
other words, all 'subcultures' or 'classes' --would be free to express
their needs and demand satisfaction. (11) He argued that in an egalitarian
democratic society, the design product must reflect the values of the
user in a manner consistent with pluralistic principles, not only those
of the elite.(12) A sufficient quantity of products for everyone must
be provided along with a variety of qualities which correspond to the
standards of each group and each user. As there are many standards of
utility and different "tastes of beauty," there ought to be
'architecture and architects for each taste culture.'(13) It was undemocratic
for an architect, according to Gans, to impose his point of view on the
user because 'the architect is not a political representative and he is
not accountable to any electorate or other constituency.' He had 'no right
to decide (what) people ought to be' and the fact that the architect did
just that made his action illegitimate.
Although Turner, like Gans and all those we have seen so far in our rapid
survey of writings, present a certain degree of individuality in relation
to one another, they are united by a common feature: discontent with the
traditional role of the architect and with the structure of the design
process in architecture. The proclaimed goal of what we shall call the
populist movement was to transform the architectural profession, in response
to new and steadily growing social issues.
The populists wished to cast aside the architectural practice based on
visual and functional regimentation in favor of an activity centered around
the needs of the individual user. The user was to become the official
mentor, if not master, of the design decision. Whether these writers favoured
the low brow and popular visual expression on the strip, or the implementation
of user participation and self-help design in the slums, they urged in
all cases that the design process should be carried out 'in the name of
the people.'
Populism was widely criticized. The literature on this subject is extensive.
Most criticism, however, was aimed at matters of implementation focusing
on trouble points in the overall theory.
The major reservations were chiefly related to problems of conflict resolution:
I-What if the information available for each usergroup were not the same?
2-What if the bargaining between groups were not facilitated by the political
process?
3-What if the willingness to cooperate were not equal for all parties
concerned?
Populists responded by introducing more rigorous definitions into the
design process and by adding the following functions to the designer's
activities:
I-To generate and diffuse information concerning the satisfaction of user
needs to all groups. (14)
2-To change or restore inequalities deriving from the existing political
process and affect legislation act by techniques of persuasion and demonstration
of size. (15)
3-To create a situation of arbitration over small issues between the various
conflicting groups where the dissent is not extreme and then to gradually
bring in the important issues where the major conflicts exist. (16)
The presuppositions behind the concepts used by populists however were
never examined. It was difficult to open any debate on this subject as
some populists went so far as to state that everything which was not 'down
to earth' was an 'abstract,' 'ideological' ruling class en- deavor to
mask reality. Given the complex problem facing the poor, plans premised
on ideologies are...harmful to the specific interests of the poor, for
they represent unreal, often misplaced, abstractions ...(17) Without realizing
it populists had adopted a precise theoretical stand, as consistent and
as determined as any previous movement in design. This is where populism
draws it's coherence as a movement regardless of individual differences
in emphasis and style among its proponents. These essential points of
departure give to populism not only the coherence of a movement but also
confine it within certain boundaries. We must trace these fundamental
concepts in order to assess populism both as an alternative to the theories
of the past and as a desirable approach for the future.
The functionalist theories to which the populists were so vehemently opposed
had started taking shape during the period of the Englightenment through
the writings of Lodoli, Laugier and through the visionary projects of
Boulee and Ledoux. It was they who first introduced into architectural
thinking the concepts of the humanly 'essential' and the universally 'necessary.'
These two concepts were not unique to architecture. They became the tenets
of what was gradually to take shape as the Welfare State approach not
only in architecture but in other institutionalized professions such as
medicine and education. The Welfare State approach to architecture reached
its fullest expression with it's twentieth century heirs: Le Corbusier,
the designers associated with the ClAM-group during the 1920 and 1930's,
and the proponents of Functionalism and the International Style. The approach
was based on a small number of general statements which characterized
not only architecture, but, as has been already said, all of the professions
affected by Welfare policy: first, there is a value system composed of
'common, identifically calibrated measures' or of 'interpersonally comparable
cardinal utilities' according to which design objects were determined,
and; secondly, a value system reflects inherent human needs dictated by
human nature. As health became identified with a norm of hygiene and education
with a norm of literacy, it was only natural that architecture should
have its own essential, necessary and solid norms.
We could refer to the demand of Lodoli that 'in architettura tutto ha
da nascere dal necessario' (18), or Laugier's statement "Les parties
essentielles...(sont)...introduites par besoin.' (19) The goal of the
Welfare State was to uplift the standard of health, education and general
welfare related to architectural matters when and where found to be lacking.
It was thus necessary to establish a series of norms defining minimum
standards or levels, to objectively measure the gap between norm and actual
state, and to appropriately compensate. Scientification in architecture,
as well as in all the profeso10ns was necessary for the norms to be accurately
and authoritatively defined and as effectively met as possible. The more
Welfare State architects became obsessed with the rationality and verificability
of their arguments, the more science seemed essential.
The "scientific" list of 'necessary essentials' related to architectural
norms was short. Although a real consensus was never reached by architects,
their proposals did not vary to a great extent. The documents of the 'Congres
International d'Architecture Moderne', the writings of Le Corbusier, and
of Gropius, the manifestoes of the modernists in the Soviet Union, the
magazines or the curriculum of the Bauhaus and the other Avant Garde schools
of the time, all attest to the fevered search by architects for scientific
rigor and to their spectacular failure at reaching it. Whether these architects
dealt with the organization of activities in the environment with the
dimensions of built form or with spatial arrangements, they read very
much like catalogues of 'necessary supplies' in times of war. The fact
was that they were very much inspired by war studies. In addition, the
List of Primary Forms of the International Style was reminiscent of an
elementary geometry primer. This was because it was based on such primers.
Such simplemindedness combined with a few metaphysical abstractions were
elevated to the status of universal theory by several notable welfare
architects. To quote Carlyle's reference to Jeremy Benthams view of utilitarian
man, half-truth now defined" the completedness of limited man."
(20) Needs and perceptions that had been molded by history were henceforth
considered as human nature and subject to rigorous scientific definition
and satisfaction through enforced norms. Twentieth century architecture
schools tended to divert their attention from historical considerations,
preferring such courses as Anthropometrics and Visual Perception.
The welfare approach failed, for it neither succeeded in turning design
into a rational process nor architecture into a science. It did however
establish a belief system which legitimized the actions of the architect
for a certain period and accommodated the economic system in which it
was rooted. It helped the Welfare State to be, for a time, sound, rational,
and collectively desirable. (21)
With the crisis of the Welfare State in the 1960's, new concepts were
needed to revitalize and legitimize the role of the architect in the emerging
economic reorganization, and to support the development of new economic
trends. Welfare architectural theory came under attack and out of these
gradually emerged counter proposals, all finally tending towards a coherent
populist stand. Although populists aimed their criticism at welfare architectural
theory as a pure theory of design independent of social considerations,
their criticism was intimately related to the fact that as a belief system
the Welfare architectural theory was beginning to lose it's credibility,
it's capacity to manipulate the perception of reality in a manner consistent
with the new direction of the economy.
The following sections of this paper will deal with the analysis of the
fundamental concepts on which the populist movement is based and try to
connect them to the historic conditions out of which they arose. We will
first analyze the concept of the designer. Whether the populists embraced
the strip as a visual ideal or the slum as a social cause, the major issue
at stake was the desirability of the architect's role as the upholder
of an apparently arbitrary set of
norms on the man made environment. In other words, the populists refused
to conform any longer with the Welfare State related norms, as did his
counterpart in education and health. The Welfare State designer, whether
a planner or an architect, was an 'elitist' prejudiced by his own private
theories against the taste of the 'user.' He was indignant when people
wished to have fun and a bureaucrat oblivious to user needs. He was a
peer-oriented professional imperialist. (22) Populists saw designers as
a class: a class of experts who, because of a total occupational involvement
with pure design or be- cause of their own middle class origins, had developed
a private way of looking at the man made environment. In general, they
saw designers as assuming the power to impose their views on the other
classes unjustly. They were a class of professionals oppressing the class
of laymen.
The populists also criticized the chain of command existing in the Welfare
State architectural practice. If this chain of command had originally
been implemented to distribute in the most efficient manner the greatest
amount of utilities to the largest number of people, the realities hardly
conformed to this ideal any more.
The 'bureaucratic' system was in all evidence socially inequitable and,
from the populist point of view, the Welfare State was merely a structure
which had allowed a 'professional elite' to 'do it's thing,' imposing
opinions on other classes of people and frustrating the real needs of
the user. The designer thus 'oppressed' the user by dictating the shape
of his environment and by denying him the right to free self-expression.
The populist proposed several alternatives to the traditional 'pyramidal'
design decision making process. A 'matrix organization' was developed
to take its place. It was to be an organization within which conflict
between architect and user, bureaucrat and activist,
elitist and layman might be resolved through an equalization of classes.
(23) "It is not for the planners," said P. Davidoff in an article
in the Journal of AlP, "to make the final decision in transforming
the values into policy commitments. His role is to identify distribution
of values among people, and how values are weighed against each other."
(24)
With the populists then, the emphasis passed from an ideal, in architectural
values, of 'order' and 'expertise' to one of 'freedom' and 'pluralism.'
In order to implement these, the populists proposed to include, as we
have already mentioned, conflict and arbitration within the design process:
'The fruit of this conflict...is that in extracting the city from preplanned
control, men will become more fully in control of themselves and more
aware of each other.' (25)
In general it can be said that while for the Welfare State the aim was
to identify a common identically calibrated measure for all individuals
in an ideally homogeneous society, for the populists the task became to
create new models which represented individual differences, expressed
subjective values and reflected the diversity of a truly democratic society.
(26)
With the acceptance of such subjective and irreducible values, the project
of identifying ideal plans for the man made environment, of applying them
to design products was abandoned, and the scientific model of the design
decision making process cast into doubt. Whether this criticism was correct
or superficial will not be discussed at this time. The fact is that populists
felt that this model of design had to be refuted and a new one developed
in its place.
The populists' approach rests on the definition of the design decision
making as a political process. As every design decision had in the past
been a reflection of class values, in a truly democratic society the weight
of every group's opinion must be equal and represented ~n' a pluralistic
decision making process forming a 'vector sum' of all the collective points
of view. To take only one point of view into account was for the populists
a case of totalitarianism in architecture. (27)
For populists, the concept of designer and of the design decision-making
process rested on a particular definition of "class". Populists
opposed Welfare State architecture because class values of the user had
been disregarded in the traditional design process in favor of those of
the designer. Populists defined class on the basis of observable facts,
according to the apparent 'norms and aspirations', to quote Herbert Gans,
of each group of people --thus reducing class distinction almost to a
matter of differing taste. This partial vision of the social organization
led to hasty conclusions: The Welfare State designer infringed on the
sacred rights of the user by imposing his opinions in such matters as
color combination, furniture arrangement, room layout, window spacing
and so forth and reduced the user to a position of dependence.
The selective amnesia with which populist writers overlooked the historical
conditions which fostered these 'norms and aspirations' gave an autonomous
status which otherwise might have been equivocal. Only by disregarding
the history of these class-values were populists able to assert that they
were the spontaneous expression of 'human nature.' (28)
Herbert Gans, in one vague allusion, accepts class 'norms and aspirations'
as the result of economic and other conditions...responses to situations
to which people (have had) to adapt (and which have been) internalized
and have become behavior norms.' Therefore the satisfaction 'of these
'norms and aspirations' must be sought after since they had 'not proved
to be socially or emotionally harmful.'
This historical analysis of the populists went no deeper and thus they
proned as the right of every group and every 'class,' 'social' or 'cultural,'
to freely express its values through the design of the built environment.
This stand on the part of the populists is, at best, naive. The bias resulting
from the implicit acceptance of this positivist view of society was considerable.
If class was defined solely on the basis of observable norms or values,
then social 'oppression' could be equated to dependence in matters of
consumption. But the study of the development of values of a social group
shows them to be the outcome of the relationships of dependence of this
group to the other groups.
This definition of 'norms and aspirations' rested exclusively with effects
and led them to conclude that the acquisition of products by a group designed
according to it's own norms and aspirations' altered its dependence on
other groups or classes and eliminated 'oppression.'
But freedom of choice in matters of consumption does not guarantee the
independence of a group, and the movement of the user-oriented design
offered nothing but an illusory freedom. The disregard for the means of
production in the determination of dependence in society and the exclusive
reliance on the aspect of consumption characterize not only the view of
the populists, but that of the designers of the Welfare State as well.
The definition of design as a scientific process and as a political process
was equally limited. While Welfare State architects saw the designed environment
as a well ordered regiment, populists envisaged it as well serviced supermarket.
(29) People seemed to acquire from shelves what they needed, without control,
supervision or bureaucracy. If only the cashier's desk were taken away
from the entrance, Herbert Read once observed. This vision of reality
was not only partial, detaching, as it tried to do the sector of consumption
activities from the reality of production that determines the real dependencies
behind that little cashier, but it also created a falsely optimistic vision
of the function of design and of design products in the organization of
power in society.
Let us, as the populists did, consider for a moment the satisfaction of
utilitarian needs as paramount in the overall scheme of 'social change.'
Let us suppose that our society is suddenly able to deliver enough design
products to everyone. Why indeed would the cashier have to be retained?
The major preoccupation in such an affluent society, to use the term of
J.K. Galbraith, would be to match design products to the needs of each
individual. But this situation would only change the distribution of design
products in society and would leave intact the organization of domination
and dependence. Populists assumed that the acquisition and the use of
design products would satisfy the users because of 'utilities' in the
products them- selves. The task of the designer was therefore to determine
products that maximize these utilities. The assumption was that products
gratify because of certain properties inherent to them corresponding to
certain needs also inherent to human nature.
This concept of the design product was taken for granted both by the Welfare
State designers and the populists. That different qualities seemed to
be satisfactory at different times in history was somehow interpreted
in both schools of thought as a phenomenon relating to the 'plasticity
of human need.' But behind the reality of the 'plasticity of human needs.'
the design product assumes a value which is dictated by the role it plays
as a signifier of power. As a signifier of power, the value of the object
is related to what it represents rather than to how it is made. The gratification
it offers is not the result of a material property, but of the social
function that it fills. What is pleasing in the object is not the object
itself, but the social relation it signifies.
This view of the role of design products was put forth three hundred years
ago by Claude Perrault, scholar, doctor and theoretician of architecture.
Perrault saw that the value we assign to design products is dependent
on a 'Connection which the Mind makes of two things of a different nature,
for by the Connection, it comes to pass, that the Esteem where with the
Mind is predisposed for some Things whose value it knows, insinuates an
Esteem also for others...and insensible engages it to respect them alike.
This Principle is the natural Foundation of Belief.' Perrault argued that
architecture, functioning as a belief system resembles the 'Things in
Fashion or the Ways of Speaking used at Court.' These forms were respected
because of the 'Regard we have for their Merit and good Graces of the
Court.'
But with the exception of Perrault's shrewd analysis. design theory has
bypassed this kind of investigation and has taken for granted that the
design product is desirable because of a gratifying faculty contained
by it. In other words, it has considered only the fetichistic quality
of the design object which masks the human relationship of domination
and dependence behind it. In this manner, the structure of dependencies
has remained hidden behind the phenomenon of possession.
Even a superabundant supply of custom-made design products cannot create
equality of power. The real organization of power and dependence in society
is concealed in the 'code' which uses design products as it's 'medium.'
In this code, social inequalities relate to the possession of consumer
goods. (31) An alteration at the level of this code does not automatically
lead to a corresponding change in the distribution of power in society.
The model of design as an autonomous political process assuring the 'liberation'
of the user through a direct participation in the design process, rests
on the idea of the design product as a source of social power and on the
hypothesis that values are autonomous from the overall development of
the social organization.
Arising in opposition to the tendency of the Welfare State planner and
architect to dominate the user, populism tended towards a counter- approach
of 'liberation' for the user through self-help design.
However, even with the most 'user oriented' and 'self help' project, the
user is bound to a relationship of dependence. This relationship becomes
apparent when the user realizes that he does not possess the materials
and the resources necessary to build his design object and that he lacks
the economic power to obtain them. The user will have to face the realities
of the status of the consumer, be it only of raw materials, and will be
forced to accept a status of dependence in the production sector where
he will have to acquire the renumeration by which he will be able to consume
and acquire the needed material and then 'create.' Even more, his dependence
on the production sector will increase as a 'free' consumer, his desire
to consume will be intensified. Thus, the liberation for the user demanded
by the populists is restricted and cannot be accepted in a sense of a
universal condition of liberation, since it could lead to a heavier underlying
state of dependence for the user.
Populism can be viewed simply as a movement which responded to a new economic
framework. But, in addition, it pointed out the basic short- comings,
the Welfare State approach, attacked the totalitarian fetishistic nature
of the 'norm' in the design object, the authoritarian treatment of the
user by the architect and the wastefulness of the Ivelfare State bureaucratic
structure. Populists succeeded in demystifying the 'scientific' discourse
of the architects of the Welfare State by proving to be arbitrary, with
'little impact on the behavioral patterns...of people,' a response of
the elite group in society to the 'threat which...immigrants, and urban
industrial society generally represented to the social, cultural and political
dominance' which they had joyed before. (32)
The Welfare State approach to design can also be seen as a response to
a certain economic situation. It adapted to a developing industrial society
a population which was of agricultural principally origin (changing the
mentality of pre-rational man of the pre-market economy into the rationality
of production in a market economy) and transformed an existing population
of pauperized urban proletariat into consumers.
In both cases, the Welfare State responded to changing conditions in
the socio-economic system: the advancement of technology which was to
revolutionize production, the intensified level of capital accumulation
and the dangers of social upheavals in a concentrated mass of dependent
urban populations. To meet these new conditions and the constant demand
for accumulation of power into tighter concentrations, the Welfare State
took upon itself the following tasks: integration of all groups into the
economic system with high characteristics of stability and the expansion
of consumption sector of the economy.
Thus, the Welfare State abandoned the early policies of enforced domination
through the limitations of income for the dependent group because, to
quote Frederic Eden in the 18th century, 'the only thing that can render
the labouring man industrious is a moderate quantity of money.' The Welfare
State thus accepted a new mode of socio- economic organization, one which
permitted through higher compensations the increased distribution of property
to 'labourers'. (33) It was thought that this new organization would place
the working class not in the old 'abject or service condition,' but in
a state of 'easy and liberal dependence.' The distribution of more goods,
among which were design products, services and compensating income distributed
by the Welfare State outside the wage system of private entrepreneurship,
was made possible in part through the anticipation of a new reorganized
socio-economic system, characterized by more stability and a restructuring
of power into smaller and tighter concentrations. Thus the distribution
of 'bonuses' by the Welfare State tended to be more normative in aim than
philanthropic.
It was this normative goal of the Welfare State, the preparation of an
economic, social cultural base necessary for a new economic organization
which gave to the Welfare State architects and designers their common
identity and their techniques.
That populism had a liberating effect there can be no doubt. It man- aged
to foil in many cases an arbitrary, authoritarian and wasteful regimentation
of objects and people. But in the process, it also bleakened the prospects
in our society for architectural policies beneficial for the general interest,
offering nothing in their place but freedom in a design supermarket and
an increasingly fragmented and privatized world.
NOTES
1 Douglas Haskel, "Architecture and Popular Taste"
Architectural Forum, August 1958.
2 Reyner Banham, "The Missing Motel," The Listener, August 15th,
1965.
3 Robert Venturi, Complexity and Contradiction in Architecture,
1966; Robert Venturi and Denise Scott Brown, "Learning from Las Vegas"
Architectural Forum, March,1968.
4 Philippe Boudon, Pessac de Le Corbusier, 1969.
5 Team X, Report published in Architectural Design, December 1962.
Also several articles published in this Forum during the period ex- tending
from 1958 to 1962.
6 See N.J. Habraken, Supports: an alternative to Mass Housing, 1972. Dutch
edition 1961. "A support structure,' he wrote 'is quite different
matter from the skeleton construction of a large building, although to
the superficial spectator there may appear to be similarities...The more
variety housing can assume, the better...'
7 Chester Hartman, "Social values and Housing Orientations,"
Journal of Social Issues, April 1963, vol. XIX, no. 2.
8 P. Davidoff, "Advocacy and pluralism in Planning," Journal
of the
American Institute of Planners, vol. XXXI, no. 4, November 1965,
p. 331-338.
9 John Turner, "The squatter Settlement; an architecture that works,"
Architectural Design, vol. 38, August 1968.
10 John Turner, 1971, unpublished paper given at the Centre Intercultural
de Documentation Cuernevaca, Mexico and J. Turner and
R. Fichter, Freedom to Build, New York, London 1972. See also the experience
of Hassan Fathy, Gourna a Tale of two Villages, Caira 1969.
11 Herbert Gans, "Poverty and Culture," In H. Gans, People and
Plans, 1972.
12 H. Gans, "The Balanced Community," Journal of the American
Institute of Planners. XXVII, no. 3,1969 and H. Gans, op. cit. Preface,
p. XII.
13 H. Gans, Some Observations, 1972.
14 'The power to conceptualize is a power to manipulate,' Lisa Peattie,
"Reflections on Advocacy Planning," Journal of the American
Institute of Planner, March 1968. For the developed techniques of decision
making which take into account differences in the amount of information
available to the participants and their attitude with regard to cooperation
see; Isard W. Smith TE et al, General Theory, Social, Political, Economic
and Regional, 1969.
15 See George Burke, "Citizen Participation Strategies," The
Journal of the American Institute of Planner, September 1968.
16 See Francis Priven, Proceedings of National Conference on Advocacy
Planning and Pluralist Planning, Urban Research Center, Hunter College
and Lisa Peattie, op. cit. for further details. For a comparative evaluation
of models related to the case of advocacy planning see Earl M. Bleecher,
Advocacy Planning for Urban Development, 1971. Daniel Patrick Moynihan,
Maximum Feasible Understanding, gives a very interesting description of
the 'professionalization' of the rights of a class. The professional formulates
values to finally propagate his own interests and not those of the class
he is representing. On the contradiction between the designer and the
user, of the design's class is not the same as that of the user: see "Advocacy
Planning ,'' Progressive Architecture, September 1968. On the size of
groups as a factor in the process of bargaining and arbitration, see J.
M. Buchanan, The Demand and Supply of Public Goods, 1968, and also
M. Olson, The Logic of Collective Action, 1965. Problems also arise where
it is impossible to develop 'pure and homogenious groups.
17 Marshall Kaplan, I' Advocacy Urban Planning," Social Welfare Forum,
1968.
18 Published in F. Milizia, Arte di vedere nelle belle arti del disegno,
1781.
19 M. A. Laugier, Essai sur l'Architecture, 1753.
20 Quoted by John Stuart Mill, Bentham, London and Westminster I Review,
August, 1838.
21 An accurate description of the gradual genesis of the welfare approach
in architecture and it's concepts will not be found in the writings of
the Modernist architects such as Gropius and Le Corbusier who claimed
it as being 'all there own,' but instead in Cesar Daly's Revue Generale
de l'Architecture et des Travaux Publics during the years between 1847
and 1870. See especially the VIth volume, 1845-46 and the articles on
Worker's Housing on the Struggle between workers and entrepreneurs by
Perreymond, the debated about the Ecole de Beaux Arts de Paris, on the
profession of the architect.
22 Herbert Gans, "Some Observations and Proposals on the Role of
the Architect in Today's America," 1972. Unpublished paper delivered
in New York, at a conference in the MOMA on architectural education in
the USA.
23 See C. Argyris, "Today' s Problems with Tomorrow Organizations,
I' Journal of Management Studies, vol. 4 no. 1.
24 P. Davidoff and T. A. Reiner, A. "Choice Theory of Planning,"
Journal of the American Institute of Planners, vol. 28, p. 108 1962. M.
Reim, "Social Planning: The Search for Legitimacy," Journal
of the American Institute of Planners, vol. 35,1969.
25 Richard Sennett, The Uses of Disorder, 1970.
26 K. Arrow, Social Choice and Individual Values, 1963. J. S. Minas and
R. L. Ackoff, "Individual and Collective Value Judgement," in
M. W. Shelly and G. L. Bruyan (eds) Human Judgement and Optima1ity, 1964;
C. H. Coombs, A. Theory of Data, 1964.
27 A concept at least as old as Condorcet. See Essai sur 1a Constitution
et 1es Functions des Assemb1ees Provincia1es, 1758. See also R. P. Wo1fee,
The Poverty of Liberalism, 1968.
28 For an elegant demonstration of how values related to the built environment
took shape in the mind of the french industrial working class of the 19th
century. See M. G. Raymond, La Po!itique Pavi11ionaire, 1966.
29 George Woodcock, Herbert Read: The Stream and the Source, 1971.
30 Claude Perrault, Ordonnance des Cing Especes de Co1onnes, 1683. See
also Wo1gang Herrmann, Claude Perrault and Alexander Tzonis, Towards a
non Oppressive Environment, 1972, chapter on "Arbitrary Beauties
of Perrault."
31 B. Bernstein and D. Henderson, "Social Class Differences in the
Re1evence of Language to Socia1isation," Sociology, vol. 3,1969;
and B. Bernstein, "Elaborated and Restricted Codes,'American Anthropo1ogist',
vol. 66, no. 6, 1964; and Mary Douglas, Natural Symbols, 1970.
32 Herbert Gans, The Goal Oriented Approach to Planning, 1958; 1958; People
and Plans, 1972.
33 Sir Frederic Eden, The State of the Poor, 1797.
34 C. Rapkin, L. Winnick and D. Blank, Housing Market Analysis: A Study
of Theory Method, 1952.
35 Indeed for several writers, especially theorists of organization, 'participation'
has very different reason for being applied. 'Closely related to the issues
of cooperation and protest absorption is that of participation in decision
making. A long line of social psychological experiments in laboratory
and field settings has emphasized the importance of participation as a
positive factor in the acceptance of decision outcomes.' W. Gamson, "The
Management of Discontent," in J. Thomas, W. Bennis: Management of
Change and Conflict, 1972; see also L. Coch, J. French, "Overcoming
Resistance to Change," in H. Proshansky, B. Seidenberg, Basic Studies
in Social Psychology, 1965, and S. Verba, Small Groups and Political Behavior,
1961. For these authors, problems occur not so much out of the reality
of the structure of power as out of the perception of it that different
groups have. 'In trying to explain or control the behavior of people,
we are not concerned with determing whether their interests are really
in harmony or conf1ict...but how they perceive these interests. It is
now a well established uniformity of organizational behavior that whenever
groups of people occupy widely differing positions in a hierachy and carry
out different activities, they are bound to see their interests as being
different.' W. F. White, Models for Building and Changing Organization,"
Human Organization," vol. 26 no. 1-2, 1967.
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